Kagiso Relebogile Letlhatlhe

(February 2023 - February 2024)

• Worked alongside skilled professionals to gain knowledge of the relevant regulatory requirements, upcoming developments applicable to a specific business area and solid understanding of banking products and activities.
• Basic responsibilities in respect of Regulatory Compliance and Corporate Governance, including research, updating of Regulatory Universe, Compliance Risk Management Plan and policy reviews.
• Supported the development and implementation of compliance procedures and controls.
• Assisted with conducting compliance reviews and assessments to ensure adherence to regulatory requirements and internal policies.
• Rotations: Personal and Private Banking Compliance and Anti-Financial Crime.

Liberty Holdings (March 2024 - present)

• Applying research methodologies, tools and techniques to effectively and purposefully gather information.
• Assisting with wide range of activities, including product reviews and monitoring.
• Contributing to the preparation of compliance reports and presentations for senior management.
• Create reports and documents on insurance and asset tracking.
• Participating in training sessions and workshops to enhance understanding of compliance principles and best practices.
• Rotation: Insurance and Asset Management

• Studied and developed a deep understanding of clients' accounting needs and portfolio structures
• Reviewed and analyzed investment transactions, as well as monthly/quarterly fund level accounting packages and quarterly fund level financial statements
• Analyzed, reorganized, transcribed, mapped, and verified sourced data by adhering to a predefined set of policies and procedures, as well as the client-specific needs in preparation for platform upload
• Data validation, reconciliation, visual data inspection and comparison of fund- and portfolio-level values, returns and transactions
• Made recommendations about improvements of policies and procedures
• Worked on additional ad-hoc tasks or projects assigned by manager
• Assessed and audited Junior Analyst's data.

• Detailed review and analysis of private capital fund financial reporting and online resources to accurately identify relevant fund and company level financial data
• Captured, enhanced and maintained large volumes of financial data
• Developed an in-depth understanding of fund valuations, capital flows, performance reporting methodologies, financial statement metrics and industry classification standards
• Complied with all data policies, standards and processes.

• Facilitated and supported third year students through collaborative learning and reinforcement of the Development Economics module syllabus.