Tshuxeko Mathebula

I fulfilled my responsibilities as an Audit Senior in the Financial Institution Services Team in the following ways:

• Evaluated inherent risk factors, conducting risk assessments, and determining overall risk exposure to facilitate informed decision-making.
• Performed substantive testing of various key financial institutions account balances such as Investments, Expected Credit losses, Loans and Advances, Insurance related balances such as claims and reserves etc...
• Led teams, coached junior staff, and collaborated with specialists to deliver top-quality audit projects from planning to concluding.
• Demonstrated solid understanding of compliance requirements, ensuring that clients adhere to relevant laws and regulations across the financial services industry.
• I successfully led teams, coached junior staff, and collaborated with specialists to deliver top-quality audit projects from planning to completion.
• Developed and implemented appropriate responses and providing tailored solitons to address identified risks.

• Conducted in-depth analysis of annual financial statements and auditor reports for authorized financial services providers, ensuring regulatory compliance.
• Evaluated compliance and handover reports, pinpointing discrepancies and enforcing adherence to financial regulations.
• Draft memorandum to recommend enforcement actions against non-compliance.
• Analyze annual financial statements, auditor's reports and other reports from auditors of authorized financial services providers.
• Oversee approximately 250 financial services providers and monitor their compliance with legislation to ensure sound and efficient Financial Services Providers and the protection of consumers.
• Identify and analyze risk that impacts on the Financial Services Providers in line with legislative, regulatory and financial requirements.
• Perform risk assessment on-visits and the FIC Act inspections in terms of risk-based supervision guidelines set out in the RiBS framework and FIC Act guidelines.

• Prepared purchase order prior to the ordering of the company goods and services;
• Prepared journals for the payment of creditors;
• Prepared reconciliations accounts to finalise payments to the creditors;
• Performed credit risk checks before accepting new customers;
• Ensure that the payment received from clients are cleared by comparing the payment and the bank statements; and
• Analyzed payment received from customers for the product supplied.