Roxane Singh

Experience

11 years’ experience within AML / Financial Services

• Practical experience in:AML, KYC, CDD processes
  Client onboarding and ongoing due diligence
  Risk assessments and escalations
  

Responsibilities

AML Client Onboarding & Client Updates

• Perform quality assurance reviews of AML onboarding packs
• Validate and verify KYC documentation
• Conduct screening and investigations using World Check and TFS
• Perform client risk assessments and identify high-risk clients
• Investigate and escalate PEPs, adverse media, and high-risk entities
• Conduct enhanced due diligence (EDD) where required
• Support and oversee AML aspects of offshore account openings
• Collaborate with stakeholders to ensure efficient and compliant onboarding

Ongoing Due Diligence, Trigger Events & Escalations

• Conduct CDD checks on existing clients
• Compile AML Refresh Packs
• Maintain accurate client, ownership, and beneficial ownership records
• Manage trigger events, client exits, and terminations
• Perform enhanced due diligence for higher-risk cases
• Drive annual data maintenance and ongoing AML monitoring
• Ensure compliance with FICA and the Risk Management Compliance Plan
• Escalate risks appropriately and timorously

AML Procedures & Projects

• Participate in and lead AML initiatives and projects
• Identify and implement system and process improcess
• Support regulatory reporting (e.g. Section 27 requests, fraud cases)
• Ensure consistent execution of AML processes in line with regulatory frameworks

Competency

• Strong understanding of AML / CDD / KYC principles
  FICA / AML
  FATCA
  POPIA
  Regulation 28
  
• Research and investigative skills
• Strong attention to detail and data accuracy
• Proficient in Microsoft Office
• Project coordination and process improvement skills
• Interest and ability to contribute to process automation