PAKO MAPHAKWANE
Certified Data Protection & Privacy Manager, Certified Chartered Risk & Compliance Professional ,Certified ISO 31000 Lead Risk Manager
Gaborone,south east
Summary
Results-oriented Certified Data Privacy and Protection Manager with immense experience in formulating and executing comprehensive data protection strategies. Proficient in navigating intricate regulatory landscapes, including GDPR, CCPA, and HIPAA, to ensure compliance and minimize risks for the organization. Demonstrated success in performing data audits, conducting risk assessments, and implementing training programs that promote a culture of data security and privacy awareness. Possesses strong analytical abilities and the capacity to convey technical information to non-technical audiences. Skilled in collaborating with cross-functional teams to improve data governance frameworks and safeguard sensitive information. Dedicated to upholding the highest standards of data integrity and security while advancing business objectives.
Overview
10
10
years of professional experience
Work History
Financial Crime Risk Analyst
First National Bank Botswana
03.2024 - Current
- Experienced Financial Crime Analyst with over 6 years of expertise in identifying, investigating, and mitigating financial crimes, including fraud, money laundering, and asset misappropriation
- Proven track record in leveraging advanced analytical techniques, regulatory knowledge, and industry best practices to enhance financial security and compliance
- Adept at conducting thorough investigations, analyzing complex data sets, and providing actionable insights to senior management and law enforcement agencies
- Recognized for exceptional problem-solving skills, attention to detail, and the ability to navigate complex legal and regulatory environments
- Committed to upholding the highest standards of integrity and contributing to the protection and growth of organizational assets.
- Ensured adherence to regulatory requirements by conducting regular reviews of policies, procedures, and controls related to risk management practices within the organization.
- Investigated allegations to check validity and recommend actions to minimize risk.
- Improved decision-making processes by providing insightful recommendations based on thorough risk analysis.
- Supported business continuity planning efforts by conducting risk assessments for critical processes, identifying areas of vulnerability and recommending appropriate mitigation measures.
- Assessed emerging risks through ongoing research and monitoring of industry trends, proactively addressing potential threats before they materialized into significant issues.
KYC Team Leader- Customer Due Deligence
First National Bank Botswana
11.2016 - 03.2024
- Lead and manage a team of KYC analysts, including setting performance objectives, conducting regular performance reviews, and providing ongoing training and development
- Foster a collaborative and productive team environment, promoting best practices and continuous improvement
- Oversee the execution of customer due diligence procedures, including identity verification, risk assessments, and enhanced due diligence for high-risk customers
- Ensure that KYC processes adhere to regulatory requirements, internal policies, and industry standards.
- Set performance expectations for the team, monitoring progress towards goals and providing constructive feedback as needed.
- Developed team members'' skills through targeted coaching sessions, resulting in improved individual performance.
- Enhanced team productivity by implementing efficient work processes and regularly reviewing performance metrics.
- Mentored junior staff members, helping them develop their leadership potential and advance in their careers.
- Empowered team members by delegating responsibilities according to individual strengths and areas of expertise.
Enhanced Due Diligence & Compliance Officer
Standard Chartered Bank Botswana
01.2015 - 11.2016
- Stay updated on relevant laws, regulations, and industry standards
- Ensure that the organization complies with legal and regulatory requirements
- Develop and maintain compliance programs and procedures
- Create, review, and update internal policies and procedures to ensure alignment with regulatory requirements
- Conduct compliance training for employees to promote understanding of policies and regulations
- Monitor business operations to ensure adherence to compliance standards
- Conduct regular audits and risk assessments to identify and address compliance issues
- Prepare and submit compliance reports to senior management and regulatory bodies
- Act as a point of contact for regulatory agencies and external auditors
- Provide guidance and support to departments on compliance-related matters.
- Conducted comprehensive AML risk assessments to identify potential vulnerabilities and areas for improvement.
- Reduced regulatory risks by conducting thorough customer due diligence and periodic reviews.
- Coordinated with external partners such as banks and law enforcement agencies to address money laundering issues in a collaborative manner.
- Improved transaction monitoring processes for detecting suspicious activities and potential money laundering threats.
- Enhanced AML compliance by implementing risk-based monitoring systems and procedures.
Risk Analyst
Standard Chartered Bank Botswana
05.2014 - 07.2015
- Conduct thorough assessments to identify potential risks across various areas, including financial, operational, strategic, and compliance risks
- Analyze risk data and trends to evaluate the likelihood and impact of identified risks
- Develop and recommend risk mitigation strategies and action plans to minimize potential impacts on the organization
- Assist in the design and implementation of controls and processes to manage and mitigate identified risks
- Continuously monitor risk indicators and changes in the risk environment to ensure timely identification of new or emerging risks
- Prepare and present detailed risk reports to senior management and stakeholders, including risk assessments, mitigation actions, and risk exposure summaries
- Ensure that risk management practices comply with relevant regulations, standards, and internal policies
- Provide support for internal and external audits by supplying necessary documentation and responding to queries related to risk management practices
- Develop and utilize risk models and analytical tools to forecast potential risks and their impact
- Analyze risk-related data to support decision-making processes and provide actionable insights.
- Ensured adherence to regulatory requirements by conducting regular reviews of policies, procedures, and controls related to risk management practices within the organization.
- Investigated allegations to check validity and recommend actions to minimize risk.
Education
Certified Data Protection & Privacy Manager -
Global Association of Quality Management
Certified Risk & Compliance Professional -
Global Academy of Finance & Management (GAFM)
ISO 31000 Lead Risk Manager -
Global Association of Quality Management
MBA in Risk & Disaster Management (Candidate) -
European International University
BSC (Hons) Information Technology -
Limkokwing University College of Creative Technolo
PGC-Enterprise Risk Management -
Botswana Accountancy College
Long Term Insurance (COP) -
Botswana Accountancy College
Short Term Insurance (COP) -
Botswana Accountancy College
Skills
Risk Management & Mitigation
Quantitative Analysis
Data Interpretation
Database Management
Data Privacy Proficiency
Data Privacy Compliance
Privacy Policy Development
Data Privacy Practices
Affiliations
- Member of “International Association of Computer Science and Information Technology”, (IACSIT).
- Leadership Professional in Ethics & Compliance (LPEC)
- Global Association Of Risks Professionals
- Global Academy Of Finance And Management (GAFM,USA)
References
Available on Request
Languages
English
Bilingual or Proficient (C2)
Setswana
Bilingual or Proficient (C2)
Timeline
Financial Crime Risk Analyst
First National Bank Botswana
03.2024 - Current
KYC Team Leader- Customer Due Deligence
First National Bank Botswana
11.2016 - 03.2024
Enhanced Due Diligence & Compliance Officer
Standard Chartered Bank Botswana
01.2015 - 11.2016
Risk Analyst
Standard Chartered Bank Botswana
05.2014 - 07.2015
Certified Data Protection & Privacy Manager -
Global Association of Quality Management
Certified Risk & Compliance Professional -
Global Academy of Finance & Management (GAFM)
ISO 31000 Lead Risk Manager -
Global Association of Quality Management
MBA in Risk & Disaster Management (Candidate) -
European International University
BSC (Hons) Information Technology -
Limkokwing University College of Creative Technolo
PGC-Enterprise Risk Management -
Botswana Accountancy College
Long Term Insurance (COP) -
Botswana Accountancy College
Short Term Insurance (COP) -
Botswana Accountancy College
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