Summary
Overview
Work History
Education
Skills
Timeline
Generic
Londiwe Busisiwe Mncwabe

Londiwe Busisiwe Mncwabe

Regulatory Compliance And Complaints Specialist

Summary

Dedicated and focused Complaints Specialist and Compliance Administrator with 11 years of experience in fast-paced, confidential, high-pressure, dynamic, deadline-driven settings. Recognized for exceptional prioritization skills and the ability to successfully complete multiple tasks to achieve company project goals. Possesses strong communication skills, both verbal and written, coupled with a proven track record of meeting challenging deadlines while maintaining quality. Proficient in multitasking and skilled in conflict management.

Overview

16
16
years of professional experience
2020
2020
years of post-secondary education

Work History

Compliance Administrator

Grindrod Bank Limited
10.2013 - Current
  • Section 27 Request
  • CTR Report - GIP + GIPSIT, GBL, ID Review
  • FICA
  • FICA - High Risk Report Review
  • FICA Training
  • TCF - Treating Customers Fairly
  • Admin Work (Filing, Typing documents, Couriering and Printing)
  • Request from attorney regarding liquidated estates
  • FAIS Monitoring and GIP, GIPSIT Review
  • Regulatory Universe and Sabinet Monitoring
  • NCA Review
  • NCA - Annual Compliance Report
  • FATCA/CRS
  • Companies Act
  • Tax/SARS Request
  • CoBP - CRMP
  • BASA
  • National Treasury Requests
  • Net1 Monitoring and Review
  • BASA - SASSA Suspicious Accounts
  • PA Trading System
  • FAIS - CoSec and Hr Action Plan Monitoring
  • Banks Act
  • FATCA/CRS
  • FSRA
  • SARB - Compliance Attendance Report
  • SARB - Complaints
  • FAIS - Monthly Treasury Monitoring of New Clients
  • FAIS - Monthly FAIS Action Plan Monitoring (HR and CoSec)
  • FAIS - Section 7 (3) FAIS Review
  • KI Monthly Meetings - Completes Market Conduct Report, Gifts Report and Complaints Report
  • Legislation Monitoring - Monthly Review and Monitoring
  • Evaluate and report on the work and performance of legislators, as well as on the effectiveness and efficiency of legislatures in meeting the needs
  • Complaints Officer - Deal with complaints daily by analyzing information provided and obtained during an investigation and assessing it in determining the validity of a complaint
  • Drafting a response letter or report that addresses all the issues raised by the complainant and presenting complex arguments comprehensively and clearly

Complaints Specialist

African Bank
10.2013 - Current

Managing and resolving customer complaints efficiently and effectively.

Investigating issues, ensuring compliance with relevant regulations.

Work closely with various departments to enhance customer satisfaction and improve service quality.

Receive, investigate, and resolve customer complaints in a timely manner, ensuring a high level of customer satisfaction.

Maintain accurate records of complaints, investigations, and resolutions in the complaints management system.

Ensure that all complaint handling processes comply with relevant laws, regulations, and company policy.

Analyze complaint data to identify trends and areas for improvement, preparing regular reports for management.

Work with other departments (e.g., customer service, product management) to address recurring issues and implement effective solutions.

Communicate with customers regarding the status of their complaints, and ensure they are informed throughout the resolution process.

Contribute to company reputation by consistently delivering exceptional service during challenging situations with dissatisfied customers.

Assist in the development and refinement of complaints handling policies and procedures.

Provide training to staff on complaint handling procedures and best practices.

Administrator and Financial Assistance

Mother Goose Pre-school-trading as Dora's Edu-care
01.2011 - 01.2012
  • Enrolment registration
  • Managing staff
  • Teaching the children
  • Managing meetings
  • Managing finance-payment of school fee and other raised Funds

Receptionist

BSI Steel
01.2009 - 01.2010
  • Switchboard Operator
  • Managing incoming calls, faxes and receiving calls
  • Organize lunch orders
  • Communicated with clients
  • Communicated with sub ordinates
  • Welcomed visitors
  • Utilized machinery, equipment, materials and time
  • Liaised with Maintenance Providers
  • Monitored office supplies, office supply distributor
  • Selected Methods of Communication
  • Communicated with Clients
  • Liaised with Maintenance Providers

Education

Certificate - Compliance Risk Management Plan Training

Compliance Institute of South Africa

Certificate - Compliance Monitoring

Compliance Institute of South Africa

Certificate - Introduction to Compliance

Compliance Institute of South Africa

Certificate - Regulations and Compliance

Bank Seta

National Certificate - Generic Management

Felix Risk Training Consultants
01.2017 - 01.2018

Certificate - First Aid Level 2

Department of Labour - Full Safety Compliance (Pty)Ltd

National Certificate - Banking - NQF Level 5

Felix Risk Training Consultants

BA Diploma - Human Resource Management

PC Training and Business College
01.2010 - 01.2012

National Certificate - Bank Seta Level 3

Stanley Hutcheson and Associates-Musgrave
01.2012 - 01.2013

National Certificate - Core Banking and Financial Services

Felix Risk Training Consultants
01.2013 - 01.2014

Skills

Attention to Detail - meticulous in maintaining records and ensuring compliance with regulations

Communication Skills - strong verbal and written communication skills to interact with customers and internal teams effectively

Organization Skills - - Ability to analyze situations, identify issues, and implement effective solutions

Customer-Centric Approach: A strong focus on customer satisfaction and service excellence

Analytical Skills - Proficient in analyzing data and reporting on trends and insights

Interpersonal Skills - Ability to build positive relationships with customers and colleagues

Assessing and Interpreting Risks

Regulatory knowledge

Compliance Monitoring

Investigation techniques

Legal Research

Microsoft Office

Timeline

National Certificate - Generic Management

Felix Risk Training Consultants
01.2017 - 01.2018

Compliance Administrator

Grindrod Bank Limited
10.2013 - Current

Complaints Specialist

African Bank
10.2013 - Current

National Certificate - Core Banking and Financial Services

Felix Risk Training Consultants
01.2013 - 01.2014

National Certificate - Bank Seta Level 3

Stanley Hutcheson and Associates-Musgrave
01.2012 - 01.2013

Administrator and Financial Assistance

Mother Goose Pre-school-trading as Dora's Edu-care
01.2011 - 01.2012

BA Diploma - Human Resource Management

PC Training and Business College
01.2010 - 01.2012

Receptionist

BSI Steel
01.2009 - 01.2010

Certificate - Compliance Monitoring

Compliance Institute of South Africa

Certificate - Introduction to Compliance

Compliance Institute of South Africa

Certificate - Regulations and Compliance

Bank Seta

Certificate - First Aid Level 2

Department of Labour - Full Safety Compliance (Pty)Ltd

National Certificate - Banking - NQF Level 5

Felix Risk Training Consultants

Certificate - Compliance Risk Management Plan Training

Compliance Institute of South Africa
Londiwe Busisiwe MncwabeRegulatory Compliance And Complaints Specialist