Leon Mat-Hope
Risk And Compliance Supervisor
Johannesburg
Summary
Monitoring FICA compliance, in line with legislative requirements and with company policy. Contribute to the development and implementation of organisational strategies, policies, systems and practices. Detail-oriented Compliance Officer dedicated to improving policies and procedures in all business areas. Hardworking and driven with quality-focused and proactive approach. Bringing 10 years of experience in Compliance.
Overview
16
16
years of professional experience
3
3
Certifications
Work History
Risk & Compliance Supervisor
Lawtons Africa
01.2019 - Current
- Monitoring FICA compliance, in line with legislative requirements and with company policy
- Contribute to the development and implementation of organisational strategies, policies, systems and practices.
Records Clerk
Eversheds
12.2009 - 06.2013
- Assisted in audits preparation, ensuring all required documentation was easily accessible and uptodate.
- Streamlined scanning processes by implementing standardized procedures for digitizing physical documents, resulting in more efficient record management.
- Resolved discrepancies in record data through thorough research and cross-referencing of related documents.
- Played a crucial role in business continuity planning through diligent maintenance of vital organizational records and backups.
FICA Assistant
Hogan Lovells
11.2013 - 01.2019
- Demonstrated adaptability by quickly mastering new software applications as needed for various tasksprojects.
- Supported business growth by assisting in marketing campaigns and coordinating events.
- Enhanced team communication through effective scheduling, meeting coordination, and correspondence management.
- Streamlined office operations for enhanced productivity with organized filing systems and task prioritization.
Operations Officer
Routledge Modise Attorneys
06.2008 - 11.2009
- Streamlined operational processes by identifying inefficiencies and implementing targeted solutions.
- Analyzed performance metrics, identifying areas for improvement and implementing necessary changes.
- Implemented inventory control systems, reducing discrepancies and ensuring accurate stock levels.
- Coordinated logistics planning, optimizing supply chain efficiency and minimizing delays in product delivery.
Education
High School Diploma -
Noordgesig High School
Johannesburg 04.2001 -
Skills
Legal Research
Professional Networking
Internal Auditing
Corporate Governance
Key Performance Areas
- FICA Compliance management
- Relationship management
- People & Time management
- General Administration
Competencies And Experience
Able to work under pressure, MS Office Package Literacy, Risk and Compliance management, Mastering Anti-Money Laundering, Know your Customer & Customer Due Diligence., Planning, time management and organizing, DOCFOX FICA Automated system, Working knowledge of the Financial Intelligence Centre Act, Ability to analyse information, identify concerns and suggest corrective action measures, IMANAGE Document system, 10 years’ experience in compliance & anti-money laundering., High respect for confidentiality, ELITE Accounting System, Accuracy and attention to detail, even in activities that are repetitive, Strong administrative skills in office management, Good communication skills at all levels within the organisation
Work And Skills
FICAA Legislation, Ensuring compliance within the organisation, is in line with current legislation and supervisory requirements or provisions, Performing all duties as required by the Financial Intelligence Amendment Act NO.38 OF 2001, Stay abreast of regulatory developments applicable to FICA and other relevant regulatory requirements., Ensure the internal Risk and Compliance program align with the latest legislative and regulatory requirements and that all policies are reviewed and updated regularly., Develop and implement appropriate procedures and controls to ensure compliance with regulatory requirements, Provide regular training awareness on FICAA., Monitoring compliance and reporting to the FIC on all reportable transactions in line with the Act., Keep updated on legislation and changes to Financial Intelligence Centre Act., Managing archiving records, Manage and ensure on going compliance for records and risks, Ensuring that records are kept safe and compliant, Ensure effective time management and organisational skills to maximise productivity and complete required task, Work overtime in case of urgent deadlines, FICA Training Assisting in drafted and presented FICA training PowerPoint for internal employees Onboarding process drafted an "onboarding process" presentation for new clients
Personal Information
- License: Code 08
- Date of Birth: 01/20/83
- Nationality: South African
References
Dimitra Kouvelakis, Lawtons Africa, General Council and Director, Dimitra.kouvelakis@lawtonsafrica.com, 011 775 6366
Lorenza Brickhill, Hogan Lovells, Compliance Officer and Logistics Manager, 0722490789
May-Elaine Thomsom, Routledge Modise, Head of Operations and Projects, 0837028214
Certification
Risk ManagementTraining -11 April 2023
Timeline
Risk ManagementTraining -11 April 2023
04-2023
Know Your Customer & Customer Due Diligence
04-2023
Risk & Compliance Supervisor
Lawtons Africa
01.2019 - Current
Mastering Anti- Money Laundering
05-2018
FICA Assistant
Hogan Lovells
11.2013 - 01.2019
Records Clerk
Eversheds
12.2009 - 06.2013
Operations Officer
Routledge Modise Attorneys
06.2008 - 11.2009
High School Diploma -
Noordgesig High School
04.2001 -