Buhle Mzizi

• Conduct adverse media and open-source research for institutional clients. Check new information on open platforms about the client.
• Engage with bankers and clients to ensure all required compliance documents are received and accurate.
• Assess client documentation, compile Portfolio of Evidence (POE), and recommend onboarding or restriction decisions.

● Perform transactional analysis and risk profiling of high-value clients.Search for adverse media.
● Check clients WorldCheck information.
● Manage WLF alerts, WorldCheck screening, and adverse media investigations.Communicate with Senior Management for sign off.
● Communicate with Financial Crime Compliance and senior stakeholders for escalation and sign-off.

● Led AML investigations, including the compilation of STRs, SARs, and TFTRs.
● Conducted EDD and adverse media screening across corporate and institutional clients.
● Participated in internal audits and quality assurance checks to reduce risk exposure.
● Reviewed and updated KYC data, ensuring accurate records aligned with regulatory expectations.
● Supported client onboarding processes by assessing documentation and applying a risk-based approach.
● Promptly capture and record every task assigned to me, thus fulfilling the set record keeping principles.

• Compile STR / SAR / CTR /TPR / TFAR / TFTR reports based on investigation and analysis of the obtained information and/or document pertaining to customers’ information’s

● Verified client identity and information per FICA and internal onboarding standards.
● Liaised with business teams to update client profiles and managed ongoing data accuracy.
● Monitor, escalate/report customer data and information change.