Brian Munyai
Compliance Officer
Johannesburg
Overview
14
14
years of professional experience
Work History
Compliance and Risk Analyst
Sasfin Bank
07.2023 - 12.2023
- Anti-money laundering, FICA, remediation, EDD, compliance, etc.
Remediation and Compliance Officer
Industrial Development Corporation (IDC)
12.2022 - 03.2023
- Anti-money laundering, FICA, remediation, EDD, compliance, etc.
Risk Analyst
Nedbank
03.2015 - 09.2021
- Anti-money laundering, FICA, FACTA, EDD, compliance and etc.
Service Consultant (Banker)
Capitec Bank
09.2012 - 03.2015
- NCA, sales, telesales and customer service, admin, teller, etc.
Administrator for Mrs. Lee Ann Meyer (senior accounting lecturer)
University of Johannesburg
02.2011 - 06.2012
- Capturing data and admin work
Tutor for pastel evolution accounting (assistant lecturer)
University of Johannesburg
02.2010 - 06.2012
- Teaching financial accounting and pastel
Education
Grade 12,Matric Certificate -
Progress comprehensive school
Johannesburg 12.2008
National diploma in banking plus maths for honours (NQF level 7) - undefined
Banking and Risk Management Certificate (NQF level 6) - undefined
Skills
Chart development
Qualificationsandawards
- University of Johannesburg: National Diploma in banking (3 years, completed 2012)
- UNISA: Banking and Risk Management (completed 2018)
- Nedbank: Retail Banking Academy (completed 2017)
- Kliptown youth program: Computer literacy certificate (completed 2012)
- Pastel: Pastel accounting evolution certificate (completed 2011)
- University of Johannesburg: Tutoring certificate (awarded 2010, 2011 and 2012)
- University of Johannesburg: Mathematics Certificate NQF LEVEL 4 (completed 2012)
- Kliptown youth program: Bursary for my first year at U.J (awarded 2009)
- Progress high school: Matric certificate qualifying for degree (completed 2008)
- Boxing: 3 gold medals for first round knockout (won 2004-2007)
Motivation
I would like to be considered for this position because of the extensive experience and knowledge I have acquired. I believe in leading by example and set very high standards as a leader and as an employee. I believe I am the best candidate because I have a passion for customer service, banking, Risk management and I am the kind of person that is energized by tough challenges. I efficiently manage to defuse even high-tension situations comfortably and consistently exceed expectations. I can maintain effective relationships and relate well to all kinds of people by building appropriate rapport, constructive and effective strategies. I am very action and delivery driven person and I can adapt to constantly changing environments.
Positionsofresponsibilityheld
- I was an RCL (leader) in grade 12 (2008) and also responsible for distributing newspapers for the grade 12.
- I have been a tutor for 3 years at university of Johannesburg.
- I was a tutor leader to other tutors.
- I was a teacher @ Kliptown Youth Program
- I was a marker for UJ and also do admin work at UJ (2011 and 2012).
Experienceandknowledge
- Sasfin Bank, Compliance and Risk Analyst, Understand BCB, its policies and procedures and assist in the enhancement of the same based on prevailing legislative and processes changes: FICA AML (Anti Money Laundering) Policies RMCP (Risk Management and Compliance Programme) FAIS (Financial Advisory and Intermediary Services)Policy POPI (Protection of Personal Information) Policies Know your client (KYC) and Enhanced due diligence (EDD) Responsible for FICA signoff for all new clients and the ongoing maintenance and reviews of such accounts which have been risk rated as low and medium risk. Responsible to review and collate all high-risk clients for all new and the ongoing reviews and administer sign off from Compliance Officers and relevant Committees (High-Risk Committee). Perform Enhanced Due Diligence on potential, new and existing clients as and when required. Respond, monitor, and perform EDD on Section 27’s and Subpoenas from the FIC. Assist in the monitoring and management of Cash threshold reporting, suspicious transaction reporting and any other reporting as and when required. Second level of Escalations and investigations of Payment screening (Fircosoft). Investigating, reviewing, and clearing overnight sanction screening alerts (Nice Actimize) and clearing alerts on the Fraud Management Systems. Approving after reviewing for data quality and accuracy of Transactional Banking payments over a specified limit.
- Industrial Development Corporation (IDC), Remediation and Compliance Officer, The Remediation and Compliance Officer is responsible for assisting and supporting Business Units and departments. Departments in complying with all the anti-money laundering control legislation, FICA, Remediation etc. The Compliance Officer is responsible for facilitating the implementation, management, and maintenance of the compliance methodology. To assist the business to comply with all applicable anti-money laundering control legislative requirements, checking documents are in line with the checklist and comply with FICA. To provide AMLC compliance advice to the Strategic Business Units/Departments on the requirements stipulated within the AMLC/PIP-PEP/Sanctions framework. To proactively identify potential breaches/ risks on anti-money laundering/ Sanctions including conducting enhanced customer due diligence and resolution of issues of non-compliance and irregularities. To assist the Strategic Business Units/Departments by performing AMLC (KYC/VYC) background screening including Sanctions listing searches, adverse media searches, google searches, identification of PIPs/PEPs on FICA files of potential/new and existing clients. To compile and regularly review Compliance Risk Management Plans (CRMP) for the applicable AMLC regulatory requirements per Strategic Business Units/Departments To compile and discuss the AMLC Compliance Review Report with the Strategic Business Units/Departments and agree the corrective actions to be taken, the person responsible for implementing the corrective actions and the due date for implementation. To compile and submit an AMLC Compliance Risk Profile Report to the Strategic Business Units/Departments. To communicate effectively, provide support and create awareness on AMLC legislation with Managers and recommend improvements to minimize risk and recommend best practices.
- Nedbank, Risk Analyst, To ensure that relevant process are administered; maintained and supported to meet the requirements of the department and business; in line with the Groups strategy. To support and ensure the Division is compliant in terms of regulatory requirements (AML / CFT legislation, regulatory and supervisory requirements, including Sanctions Compliance) by analysing and monitoring regulatory risk indicators associated with money laundering; terrorist financing and sanctions compliance to ensure risks are mitigated. To assist the Money Laundering Coordinator to monitor, identify and investigate any suspicious financial client account transactions in accordance with all legal and statutory requirements of the Financial Intelligence Centre Act 38 of 2001 (“FICA”), Protection of Constitutional Democracy Against Terrorist and Related Activities Act 33 of 2004 (“POCDATARA”) and all related legislation within the Bank. Know Your Client (KYC) procedures and Legislation, regulations and legal principles applicable to the financial industry, money laundering controls and combating terrorist financing control. Meet Service Level Agreements (SLA) by conducting processing activities within agreed timelines and parameters, constantly exceeding target within given time period. Financial and reputational risk by ensuring accuracy of processing activities. Add value to Nedbank by identifying opportunities to improve or enhance processes through identifying and recommending improvements and supporting implementation of tools, policies and procedures. Analysis of financial transactions and statements to forecast potential losses and recommend write offs and found ways to migrating potential losses and risks. Investigative methodology and techniques I have 6 years’ experience within a retail financial banking environment (RBB & AML) at Nedbank from 09 March 2015 to 06 September 2021.
- Capitec Bank, Service Consultant, Deliver exceptional service that exceeds customers’ expectations through proactive, innovative and appropriate solutions while selling banking products and serving clients. Engage with stakeholders formally through determining scope of work, understanding and identifying client needs, excelling in sales by up selling and cross selling banking products in line with the client needs. To welcome clients and coordinate the branch flow through efficient queue functioning, providing excellent client service by assisting clients at the ATM and to complete transactions on any remote or self-service channels. I have 3 year’s client service experience within a retail financial banking environment at Capitec bank from 03 September 2012 to 06 March 2015. I am well trained and knowledgably in terms of Capitec Bank products and business processes (internal). Analysis of financial transactions and statements to assist and apply for credit in terms of NCA regulations. Develop collaborative relationship with clients and staff to have an effective and productive workplace. Contribute to a culture of transformation goals by participating in Capitec Bank culture, goals and mission as a bank.
Homeaddress
8311 Union road Golf course Phase 8, Kliptown, 1812
Health
Excellent
Criminalandcreditrecord
No criminal record and excellent credit record
Personal Information
- ID Number: 9004135169087
- Gender: Male
- Nationality: South African
Driverlicense
Code 10 with PDP with own reliable vehicle
Contactdetails
0747537936/ 0653611623, brianmunyai@yahoo.com
Volunteer Experience
Kliptown youth program, Accounting teacher and tutor for grade10, 11 &12, January 2009 to 2012
References
- Mr. Aubrey Kok, Industrial Development Corporation (IDC), Compliance Manager, 0722392680, aubreyk@idc.co.za
- Mr Tshifhiwa Nembilwi, Nedbank, Manager, 0814004659 / 0102166115, Tshifhiwan@nedbank.co.za
- Mrs Puseletso, Capitec Bank, Branch Manager, 0837723949
- Mrs. Lee Ann Meyer, University of Johannesburg, My first year lecture for accounting, 0844082357, lmeyer@uj.ac.za
- Mr Lucky Mafatla, Progress high school, My accounting teacher from grade 10-12, 0730470434, mafahlala@gmail.com
Timeline
Compliance and Risk Analyst
Sasfin Bank
07.2023 - 12.2023
Remediation and Compliance Officer
Industrial Development Corporation (IDC)
12.2022 - 03.2023
Risk Analyst
Nedbank
03.2015 - 09.2021
Service Consultant (Banker)
Capitec Bank
09.2012 - 03.2015
Administrator for Mrs. Lee Ann Meyer (senior accounting lecturer)
University of Johannesburg
02.2011 - 06.2012
Tutor for pastel evolution accounting (assistant lecturer)
University of Johannesburg
02.2010 - 06.2012
Grade 12,Matric Certificate -
Progress comprehensive school
National diploma in banking plus maths for honours (NQF level 7) - undefined
Banking and Risk Management Certificate (NQF level 6) - undefined
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