Stefanie Cupido

Assisted senior financial advisor with current and referred clients in a supportive roll as a junior financial advisor and paraplanner.

• Create routine financial reports, analyses and investigations.
• Assisted with month-end closing processes and verified journal entries.
• Guided clients through compiling important financial histories and documentation for evaluation.
• Cultivated and strengthened relationships with new clients and educated clients on account services and capabilities.
• Carried out day-day-day duties accurately and efficiently.

• Prepared for meetings by gathering materials, reports and presentations.
• Completed research into complex financial topics.
• Performed audits of records and financial accounts.
• Put together detailed financial and investment plans for customers.
• Assisted with all administrative tasks including but not limited to: New business process; Servicing clients; Compliance.
• Excellent knowledge, understanding and experience in FICA, FAIS, processes pertaining Section 14 transfers, investment switches, redemptions, underwriting process.
• Knowledge and experience in GAP cover as well as Medical Aid.

• Trained new employees on administrative procedures, company policies and performance standards.
• Assisting with most of the administrative function and acting as a personal assistant for a senior financial planner.
• Servicing clients directly and implementing any changes
  to their portfolio.
• Preparing & completing most compliance documents for
  clients.
• Assisting with the claim process to a large extent.
• Generating & maintaining reports.
• Providing feedback with work in progress & business
  outstanding and accepted on a weekly basis.
• Overseeing the compliance documents of the office as a whole & ensuring that the correct process was followed and correct details were provided on these documents.
• Overseeing certain projects as prescribed by management in the office, ensuring that the correct processes are followed and managing the staff’s input.

• Assisting with all administrative function relating to membership, projects and marketing.
• Handling visitor and member queries of any kind, liaising with accounts department and management where needed.
• Supporting management with any projects.
• Attending Exco meetings and taking minutes.
• Co-ordinating functions and assisting marketing manager.